Friday, July 23, 2010

The Curious and Quibbling History of "Syllabus" (part 2)

[NB. This post is rated PG ("Pedagogical Guidance") for indictments of the infallible authority of reference works and for scandalizing references to literary critical theory. It is probably best not to read this if you are in Latin 101. If you are in Latin 201, please use discretion.]

Part the Second, in which our heroine discovers the shocking origins of "syllabus" and rekindles her hermeneutic of fiery suspicion towards lexica.


Now, like most people, I don't like being wrong. But I'm willing to be wrong if that's a stop on the way to discovering the truth -- even about something as seemingly petty as the proper declension of the word "syllabus". Mostly, I was embarassed to admit that I'd never looked the thing up before. So I got out my chunky lexica and went to work, beginning with the reference my advisor had sent.

Here is what L&S (Lewis & Short) say (s.v. "syllabus"):
syllabus, -i, m., = σύλλαβος, a list, register, syllabus, Aug. Conf. 13, 15.

From this, the word seems to be a Greek loaner, clearly 2nd declension. Augustine uses it. And thus the plural is indubitably "syllabi".

The only problem with this is that L&S is wrong.


I know this seems a rather arrogant assessment. The very fact that I continued to search betrays a deep lack of wanting to eat crow. But, in my defense, I trusted the scholars who told me the word was 4th declension and I was wondering where they got this idea.

So I looked up this Greek word σύλλαβος in my LSJ (Liddel, Scott, Jones -- it's the big one, the "Great Scott"). It's not there because the Greek word does not exist. A quick search on the TLG confirmed this. Greek authors through the Byzantine period aren't using this phantom word σύλλαβος (all the hits for σύλλαβοι, σύλλαβοις, etc. are verbal forms of συλλαμβάνω (roughly, "gather"). There is a Greek noun συλλαβή; it's feminine and means (roughly) "syllable".

But there was still this Augustine citation. So I looked it up (basically to check whether it was in a form that might betray its being 2nd as opposed to 4th declension). The form in the Confessions is "syllabis", which actually leaves open the question of whether it's 1st or 2nd declension. It's more likely to be 1st, in my opinion -- from the 1st declension Latin borrowing from Greek συλλαβή (Latin form is the expected "syllaba"). And this particularly because it's meaning is most probably "syllable". Augustine is talking about the angels in heaven and writes "ibi legunt sine syllabis temporum". Considering that ancient reading is often aloud, that makes rather a nice point -- the angels read without temporal syllables, syllables which sound within space-time. [Amusingly, one could posit that the angels are doing everlasting reading courses: they read without the syllabi/syllabuses/syllabūs of time!]


Curiouser and curiouser... I checked the OLD (Oxford Latin Dictionary) for "syllabus"; no entry there. I was now beginning to wonder where the word itself came from, let alone its plural! So I looked at the OED (Oxford English Dictionary) entry for the English word "syllabus".

Here's a summary of what it says: The existence of the word "syllabus" appears to be founded on a suspect reading in Cicero's Epistle ad Atticum IV. iv, where the reading Latin is sillybous (Gk. σιλλύβους). And some editors still print this (like Purser, whose text is on Perseus and the editor of the Loeb vol., Winstedt). However, the word appears in the mss. at ad. Att. 4.5 and 4.8 as "sittybis" (NB. Purser and Winstedt, inter alios, print these again as "sillybis"). Cicero is clearly using the words to mean something like "title slips" -- bits of parchment with tables of contents or titles to be glued on to scrolls or scroll cases to identify the contents of the volume. Cicero petitions Atticus to send him some slaves to work as gluers and to find him some nice parchment suitable for use as "title slips".


So, I then did some TLG searches. The Greek σίλλυβον seems to refer to a thorny or "fringy" type of flower. And σίττυβα can be either some sort of dish or a small leather thing (perhaps a chamois? or a shrug?). Clearly the latter, as associated with animal skins, is much more likely to be a word used for "title slip". Note, also, that this latter Greek word is feminine and first declension!

So here is my reconstruction of the history of "syllabus":

1) Around 68 B.C., Cicero borrows the Greek word σίττυβα and transliterates it as sittyba; he uses the inflected forms sittybis (dat/abl. pl.) and sittybas (acc. pl.)

2) At some point in the manuscript tradition, between 68 B.C. and 1389 (when the Codex Mediceus was copied) the first of these (at least) is corrupted to sillybos, with a change both of gender and of the t's to l's. It is possible that the corruption was first to sillybas and then a further change was made to the gender of sillybas when a copyist compared Greek forms of σίλλυβον (a neuter noun) and mistook it for masculine; hence the masculine acc. pl. in Latin as sillybos.

3) In 1389, the copyist of the Codex Mediceus 49,18 writes "sillabos", continuing the errors of gender and of double-L for double-T, but introducing the further change of -a- for -y-. This may have been an attempt at correction, although there is no Greek word beginning σίλλαβ- (according to what's extant and in the TLG database).

4) After 1389, a further change occured for one of two reasons: 1) the fact that the Greek meaning of σίλλυβον is so dissimilar from that of the intended σίττυβα prompted a reconsideration of the Latin "sillybus" OR 2) the error of the Codex Mediceus reading "sillabos" prompted the "correction" also of the first vowel to make it seem like a transliteration of a real Greek word (since no Greek word in σίλλαβ- was known). Therefore, in an effort to correct a corrupt reading, philologists decided it was not meant to represent the Greek σίλλυβον, but rather, that the error had been a phonetic transposition and that "sillybos" should read "syllabos" -- as a transliteration of the (non-existent) Greek word σύλλαβος, derived from συλλαμβάνω.

5) In the late 15th and early 16th centuries, printed editions of Cicero's letters adopted the reading "syllabos" (e.g. Cratander, Jenson, and the Roman ed. of 1470). This word "syllabus" was then, in fact, adopted as a 2nd declension masculine noun in Neo-Latin and its meaning extended to the needs of Latin-speaking academics (who no longer used scrolls requiring "title slips"). On the logic of a derivation from συλλαμβάνω, the word "syllabus" came to mean something like "list" (i.e. something gathered and collated). This isn't too far off from the original meaning of "title slip" -- although the original term used by Cicero refers to the material of the title slip (leather, skin) and not to the function of the title slip (a list of collected titles). On this basis, therefore, the proper plural of "syllabus" would seem to be "syllabi".

6) In recent years, before I was taught such things in the 1990's, another stage of philological hyper-correction observes that if the word has been derived as a nomen actionis from the Greek συλλαμβάνω, it should logically follow the rules for such verbals. They generally take the -u- marker (often as -tus or -sus, but Greek loan-words frequently come in without the dental). Therefore, the word, IF it were derived from συλλαμβάνω, should be 4th declension with plural syllabūs.


In conclusion....

Several observations:

1) The plural of "syllabus" is most correctly "syllabi".

2) Never just believe what teachers tell you. And don't always believe lexica either; they're composed by other human beings just like you and me. And often those other human beings had less resources available to them because they were living back before the Internet when dinosaurs roamed the earth and all research was done with notecards, fountain pens, train rides and letters of introduction by more senior scholars. They had lots of more important things to do than to make sure they got a totally correct definition for really rare words -- they had to worry about Lewis Carroll taking nude photos of their kids in verdant settings and other serious things like that.

3) If you want to join the syllabūs camp, you're certainly welcome to. But you should realize that since "syllabus" isn't an "organic" Latin word in the first place, you won't be proving much of anything about your intelligence. Rather, by taking the silly thing seriously, you will merely be complicit in the tyranny of l'écriture. Because let's face it: this whole etymological history and the very existence of the word "syllabus" is the sort of thing which serves as intellectual pornography for deconstructionists.

11 comments:

  1. Salve,

    Very nice! This is excellent. In fact, this is probably the most detailed treatment of the etymology and history of the word I've ever seen.

    The statement "The plural of "syllabus" is most correctly "syllabi"." is certainly right in Latin (Neo-Latin if you will), but English can always just do the default -es ending. At any rate, since syllabus is in fact Neo-Latin, the plural syllabi is not wrong, nor is it a "hypercorrection," as people have recently taken to call it.

    Anyway, there is one thing that doesn't seem right here. You said:

    "6) In recent years, before I was taught such things in the 1990's, another stage of philological hyper-correction observes that if the word has been derived as a nomen actionis from the Greek συλλαμβάνω, it should logically follow the rules for such verbals. They generally take the -u- marker (often as -tus or -sus, but Greek loan-words frequently come in without the dental). Therefore, the word, IF it were derived from συλλαμβάνω, should be 4th declension with plural syllabūs."

    But Greek loan-words into Latin don't do that. I mean, that stage of philological hypercorrection is so, well, hypercorrect that it doesn't really reflect any sort of real method of word formation in Latin or Greek!

    The Latin suffixes -tus and -sus (stems -tu- and -su-, fourth declension) are attached to Latin roots and stems to form verbal nouns. And when they do so, the consonant can undergo various types of phonetic change (e.g. VID [root of videre] + -tus -> VIDtus -> vissus -> visus, "sight"). But Greek doesn't have such a suffix (there isn't even a fourth declension in that language!), so such verbals can neither take a -u- marker nor come in without a dental! The closest that Greek has is -τυ- (nominative -τυς), as in ἐδητύς ("food"), but that would be transliterated as -tys, and it's of the third declension. And even that would not explain why a Greek-declension suffix jumped to the Latin fourth declension seeingly spontaneously. Further, even if we wanted to use the Latin suffixes on the appropriate stem of συλλαμβάνω (συλλαβ-, syllab-), we would have SYLLAB (used as a Latin root) + -tus -> SYLLABtus -> syllaptus (as in scriptus from SCRIB + -tus), which is not anything like syllabūs! So, simply put, the formation method is completely wrong and the resultant form is wrong as well!

    So, we're still left with the question "Where did this fourth-declension-for-syllabus idea come from?" Frankly, I wouldn't be surprised to find out that someone just pulled it from his or her gluteal-buttular area. Moreover, I think your original "Bet you didn't even know there *was* a fourth declension, did you?" idea is right on the money. Someone probably saw that others were proscribing against the second-declension plural of syllabus and then assumed that the word is of the seemingly next-worthy-candidate declension: the fourth.

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  2. Thank you for this article, it was a fascinating read. Ironically, it was intellectual pornography by a deconstructionist!

    I have to question the logic of your first conclusion point thought. It seems this world 'syllabus' never actually existed in either Greek or Latin in antiquity. It became adopted, through various corruptions, into neo-latin (correct me if I have misunderstood). That being said, the word is essentially a mongrel in whatever language it ends up being used in and should probably just follow the rules of that language. That would make 'syllabuses' probably the most satisfactory spelling on balance.

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  3. Nice piece. I'm not sure I agree with James, though. It seems that the usual norms are that when language B borrows something from Language A, then (especially if B is English and A is Latin) B keeps A's plural form, most of the time. And the question of how the word managed to show up in language A to begin with doesn't matter. A lot of words in a lot of languages have odd stories about their origin in that language -- mistakes, over-generalizations, whatever. But however it got there, once it's there and part of that language, then the inheritor language just takes it as a part of the original language. In other words, mongrel status is not inherited. Once it became a standard part of neo-Latin, then it was a standard part of neo-Latin. How it got that status doesn't matter, at least not for English plural purposes.

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  4. Thanks for this wonderful philological analysis! I agree with Rick Grush and Ian Miller: the word as we use it today is a neo-latinate English neologism--as evidenced by the fact that you had to go to the OED to trace its origin. In other words, it is a 16th or 17th century "inkhorn term." Since its Greek origin is almost entirely fictitious and its Latin origin built on that fictitious Greek corruption, we should treat it as an English neologism and give it an English plural. There are so many English words invented from Latin in the sixteenth and seventeenth centuries, so many inkhorn terms we now own as English ("retrograde," "ingenious," "illustrate"), why not adopt syllabus as the English word it now functionally is and give it an English plural: syllabuses, just as we do with most English latinate neologisms from that period. I do not see a reason to use "syllabi" unless you happen to be conversing solely in neo-latin, perhaps writing a Renaissance grammar school treatise ad utramque partem on whether syllabus should be 4th declension neuter or 2nd declension masculine.

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  5. I just felt like saying that I am no authority on anything but my own life and its experiences.

    I love this whole post and subsequent linear conversation! I always want to know the origin of a word and its correct use, pronunciation, and conjugation. I am surprised and yet not surprised to learn that Syllabus is just a made-up word, apparently over several mistranslations. (Did I just make up that last word?)

    I am now, again, at a loss for how to pluralize syllabus. I now feel that I do not even want to use the word, ever again. However, it is an active word in this active language, as has been pointed out on this blog and in the conversational thread of another forum. So, would it be pretentious to use syllabi as the plural form of syllabus? Since people can make up words and other people adopt them into their languages, couldn't I just say syllabi one day and syllabuses the next?

    Now that people no longer follow any sort of rule book of grammar, in their online posts, cell phone texts, personal e-mails, and now work e-mails, work memos, and business letters, what should it matter if we use the proper pluralization of any word?

    Ugh! Now I am in more of a quandary than when I started to search for the correct plural ending to syllabus!

    Jennifer Ceja

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  6. It is almost two years since anyone added to this debate but I must say, it is a thoroughly entertaining one. I am in favour of the 'syllabuses' plural for the various reasons other advocates above have mentioned, but am willing to accept syllabi - equally for the reasons stated above. However, I find, for the most part, that people who use the term 'syllabi' are not aware of this complex yet very interesting etymological debate, and are using the term to sound 'intelligent', and I do find such affectation really irritating!

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  7. Oh, the wonders you find when searching for declensions of words. Thank you for this.

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  8. Hi Jen, I really like your post on the history of "syllabus", which is something that I am looking into in my dissertation. I would like to cite the second part of the post. Could you send your full name to my email at hellohenry@vt.edu please? Thank you so much.

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  9. Oxford's irascible Chief Inspector Morse preferred syllabuses and grumbled that school teachers who used the plural syllabi ought to know better. Morse held that Greek was the true origin of the word hence the Latin 'us-to-i' simply did not apply. Syllabuses, Lewis, syllabuses.

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  10. I've done all of these steps myself (and more) over the years, but I got into a discussion with a medievalist recently, so dug in even more. I was searching today to see if anyone else noticed the lexicographical issues with this word and happened upon this post.

    I would challenge the assertion that the "most correct" plural is syllabi, at least in English, where "syllabuses" is definitely correct but "syllabi" depends on the assumptions we're making. In Latin, that's more complicated.

    Let me offer a further piece of information (step #1.5 in your history?) that might explain the fourth declension idea.

    There is, as you seem to be aware in discussion of L&S, a Latin word syllaba, meaning syllable. What you may not be aware of is that the stem of syllaba is unclear in quite a few medieval sources. I just searched one reliable medieval corpus online and found 7 sources that use "syllabus" while referencing syllables. That same corpus has 125 sources that prefer "syllaba" for the same meaning.

    The number of medieval sources which use the "syllabus" in the sense of syllable is large enough that we probably can't declare it an error. It is a significant medieval variant, perhaps appearing in up to 5% of sources that use the word. And then we start to look at the declension of "syllabus" in these treatises, where it gets more interesting. Because, as is common in medieval Latin, the declension is not very clear. Some treat it as second declension, but the early medieval sources seem to treat it as fourth declension.

    Thus, there is clear precedent for a Latin variant "syllabus" with the meaning syllable (not as a list or register), which in the early medieval period was sometimes treated as fourth declension. On the other hand, medieval sources, particularly later, treat it as second, with plural syllabi. Once the neo-Latin crowd adopts syllabus in the meaning of a list of topics, one also generally sees it in second declension. But the use of "syllabus" to mean syllable (as a variant of syllaba) still occurs in Latin sources at least into the 1700s.

    I'm not sure that the medieval syllaba/syllabus variants should have any impact on how we pluralize the English syllabus, given the separate etymology that you trace. But it's important to note that before this whole Cicero mistransliteration in the late medieval period, there were Latin sources using "syllabus," with varying declensions.

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